Memorandum to the Government of the United States on the Recognition of the Ukrainian People's Republic — A Closer Reading
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Rome had been for earlier Germans." The French geographer Reclus notices that academies flourished at Kiev and Ostrog before the Great Russians owned a single high school, and draws attention to the fact that Russia, during the regenerative period of Peter the Great, received her teachers from Ukraine.
The fall of Kiev and Ukraine's subsequent loss of autonomous statehood in the fourteenth century can only be ascribed to the old system of military conquest. The affairs of eastern Ukraine became confused and decadent through the constant Mongol pressure which began in the thirteenth century. One hundred years later, part of western Ukraine also, weakened by frequent Tatar invasions, fell a prey to Poland, to whom she was a tempting prize because of her rich soil.
The Polish conquest of Ukraine started in 1340 and, after thirty-five years of the bitterest warfare, the Poles succeeded in annexing an area of land approximately coextensive with the present provinces of Kholm and Eastern Galicia. This they never succeeded in assimilating, in spite of the most tremendous efforts. Simultaneously Volhynia and other northern Ukrainian territories became confederated with Lithuania in order to gain protection against the Tatars. The marriage of the Lithuanian king to the Queen of Poland and the union of the two realms drew these Ukrainian lands also in 1386 into an informal union with the Polish empire which, in 1569, in spite of Ukrainian protests, was made definite, and lasted until 1648.
In that year the whole Ukrainian people rose, under the leadership of Bohdan Khmelnitsky, and put an end to this union, which was incompatible with their interests and with their type of civilization. Then, anticipating further Polish efforts to destroy the newly won independence of Ukraine, and menaced by other foes, particularly the Turks, then the strongest military power in eastern Europe, the Ukrainians concluded an agreement of confederation with the Czar of Muscovy in 1654. It is interesting to recall that Khmelnitsky was expressly advised against this step by Oliver Cromwell, who declared that the Czar would never permanently recognize a free people.
The most important clauses in the treaty of 1654 guaranteed a freely chosen supreme head for the Ukrainian state, called a "hetman"; the right to engage in diplomatic relations with other states, except Poland and Turkey, when the cognizance of the Czar was necessary; free trade with all foreign nations; the complete independence of the judicial system; the right to choose a leader for the army, over whom the "hetman" had supreme control; and, lastly, the independence of the Ukrainian Church.
Muscovy did not live up to these terms, and the result was a succession of Ukrainian uprisings, directed now against Russia just as they had formerly been aimed at Poland. In the last quarter of the seventeenth century, Russia and Poland made common cause and partitioned Ukraine, making the Dnieper the frontier between their two empires. The most important rebellion against this last measure was that led by Mazeppa in 1709, which was quelled by Peter the Great. After the time of Mazeppa, Russia's policy of repression was pursued openly and ruthlessly. Peter instituted a supervision over the autonomous Ukrainian administration, vesting authority in Muscovite officers, through whose hands passed everything pertaining to the hetman's chancellery. In 1722 the power of the hetmans was cut down to nothing. In 1764 Catherine II. abolished the office altogether.
Meanwhile, in order to assure possession of Ukraine, the Russian government was making every effort to assimilate the Ukrainian people. One step toward accomplishing this was the suppression of Ukrainian literature. In 1720 a special censorship over the publication of Ukrainian books was established in Kiev. In 1769 even the printing of Ukrainian primers was forbidden, and Russian text-books were introduced in spite of the protests of Ukrainian educators.
Step by step, national feeling was stifled in Ukraine. In 1775, the "Zaporogian Sitch," the last bulwark of Ukraine's autonomy, and the basis of the Ukrainian Army, was destroyed. In 1783 the peasants of Ukraine, free since 1648, when they had thrown off Polish domination, were again subjected by the Russian government to serfdom in its most cruel form. Hundreds of thousands of free peasants and Cossacks, together with millions of acres of Ukrainian land, were distributed among the favorites of Catherine II.
This measure had the effect of crushing the resistance to Russification among the Ukrainian nobility, and estranged them from the common people. The serfdom of the small farmer was so profitable for the gentry that the preponderance of the aristocracy became superficially Russian. Under pressure of Russian schooling, administration and military service, they adopted the Russian language and political ideas. To achieve this desirable result, the Muscovite government did not hesitate to persecute ruthlessly anything that could be held as a reminder of the republican régime in Ukraine. At the same time, an analogous Polonization of the upper classes was being carried out in western Ukraine. The last quarter of the century witnessed a temporary eclipse of the Ukrainian spirit of nationalism.
The French Revolution released forces that had been imprisoned in the hearts and minds of the people. A wave of nationalistic feeling swept through Europe, bringing inspiration to the Slavs as well as to their western brothers. Every branch of the Slavic race awoke to a realization of its history, its traditions and its great men. The Ukrainians shared in this renaissance. Between the revived nationalism and the spirit of democracy a natural alliance presently sprang up. Especially in the Dnieper district, there began an enthusiastic study of the country's history, and a perusal of old documents and popular traditions. The keenest interest was manifested in everything pertaining to ethnography, philology and popular culture. It was the tardy recognition of the people as guardians of national culture which did much to break down the lack of sympathy which had so long prevailed between the nobles and the lower classes.
But the Ukrainian movement was confronted by a bitterly hostile Russophile bureaucracy. It is remarkable that Russo-Ukrainian policies should have remained so static from the time of Peter the Great onward, while a number of changes were taking place in Russo-Polish relations. Yet such was the case. The Ukrainian language was restricted time and again. Ukrainian economic life was hampered in several ways. The Ukrainian serfs, upon their liberation in 1861, had been granted smaller allotments than the Russian serfs. This resulted in overpopulation of the agricultural districts, emigration and a high death rate. The lack of schools made remote the possibility of improving farming methods. Ukrainian industry suffered a set-back through the unfavorable tariff policies adhered to by the Russian government and by the fact that no banks, except those with central offices in Moscow or Petrograd, were allowed to establish branches in Ukraine.
Nevertheless, the nineteenth century witnessed a notable growth of Ukrainian national feeling. The early years of the century constitute the period of literary rebirth. Then followed the educational work among the common people. Private schools were organized, and pamphlets and books were distributed. Cultural organizations were formed, and a pronounced interest in science was displayed. This entire revival so alarmed the Russian government that, in 1878, the Czar prohibited by ukase almost all publications in the Ukrainian language. Still, the literary impulse was not suppressed. It transferred itself to Eastern Galicia and Switzerland and, in spite of grave obstacles, succeeded in winning for the Ukrainian a worthy place among Slavonic literatures.
Side by side with the cultural advance, a political reawakening of the Ukrainian people was taking place. It was appreciated by the Ukrainians that political liberty for their land and race was expressly conditioned upon the overthrow of the Czarist government. Accordingly they bent their efforts in that direction. Ukrainians organized and took a leading part in the Decembrist uprising of 1825. In the subsequent revolutionary movement they were again prominent, and two-thirds of the leaders were natives of Ukraine. The events of March, 1917, were largely made possible by the Ukrainian regiments stationed in Petrograd, who refused any further allegiance to the Romanovs and became supporters of the newly created authorities. Later on, the Ukrainians were the first of the subject nations of the Russian empire to organize their own government. On November 20, 1917, Ukraine was proclaimed an independent nation by the Central Rada, the provisional Ukrainian parliament. The struggle to win recognition for this independence is still in progress.
The expediency of Ukraine's claim to exist as a self-governing nation does not, however, rest merely upon racial, ethnological and historical bases. There are primary economic considerations which press for its admittance to the circle of free nations.
The Ukrainian people inhabit a land 330,000 square miles in extent, with a population of 45,000,000. This territory is not merely abundantly self-supporting, but is, in fact, one of the richest areas on the earth's surface. Four-fifths of the entire extent lie within a belt of deep, black earth, which produces bounteous crops of wheat, barley, rye, oats, sugar-beets, fruit, tobacco and vegetables. Under the Ukrainian ethnographic territory lie mineral riches: coal, petroleum, iron, manganese, salt, phosphate, kaolin, graphite and many other substances of commercial value.
In the normal pre-war period, Ukraine used to supply about 5,000,000 tons of grain for export annually. Most of this was wheat. The last three years, particularly 1919, have seen good harvests in Ukraine. At the present moment, when western Europe is unable to feed herself, Ukraine has an excess remaining from the crops of 1917, 1918 and 1919, to an amount of not less than 10,000,000 tons of different kinds of grain. Besides this, the country can guarantee a minimum yearly export of 300,000 to 600,000 tons of sugar; 9,000 tons of tobacco; 17,000 tons of sugar-beet seeds; and 10,000 tons of flax and hemp yarn. Besides these products, Ukraine used to export annually before the war: 65,000 tons of eggs; 6,500 tons of raw hides; 12,000 tons of pork and dressed poultry; 9,000 tons of beef; 240,000 head of beef cattle; 15,000 head of horses; 130,000 hogs; and large quantities of wool, feathers and hops.
In minerals, Ukraine may export in a short time as much as 100,000 tons of manganese ore annually; 500,000 tons of iron ore; and considerable amounts of phosphates, salt and soda. With reorganization of transportational facilities, she can furnish from 6,000,000 to 10,000,000 tons of coal and coke, as well as benzol toluol, anthracen phenol, naphthalin and other valuable coal tar derivatives; about 90,000 tons of coal tar; sulphuric acid, ammonium salts and many other raw and semi-manufactured products.
The preceding enumeration of the physical resources of Ukraine shows how mistaken is the conception that Ukraine could not maintain an economic existence independent of Russia. If a country possessing such extraordinary natural advantages and wealth as Ukraine cannot stand alone, how can one justify the independence of Italy, Greece, Poland, Jugoslavia, Finland and other European nations whose right to autonomy is not questioned, but whose natural endowments are far less favorable to economic freedom.
The converse of the same proposition; viz., that Russia cannot live without Ukraine, will not survive impartial criticism. Although it is quite clear that, in reasoning to this end, other interests than those of Ukraine supervene, it is nevertheless worth while to examine this point of view in order to expose its falsity.
The three fundamental bases of opposition usually advanced are: (1) Ukraine is the granary of Russia and is necessary to Russia for a large part of her food supply; (2) Ukraine separates Russia from the Black Sea and Sea of Azov, thereby closing the outlet to the Mediterranean; (3) Ukraine possesses a supply of coal and iron which is necessary to Russia.
The first objection is refuted by an examination of statistics. Figures for the years previous to the war show consistently that Ukraine's exportations of cereals to other parts of the Russian empire did not reach more than 10 to 15% of her total export; i.e., about 36,000,000 bushels annually. Nearly all of this was destined for Poland, Lithuania and White Ruthenia. Russia proper never consumed more than a very small fraction of Ukraine's grain. She did not need it then and will not need it in the future. She is virtually self-sustaining in cereals, and the small surplus needed can readily be obtained from the fields of Siberia and the region of the Volga.
The second allegation, that Russia needs the Ukrainian ports on the Black Sea and the Sea of Azov, is readily disposed of by a reference to Russian maritime experience. The official Russian statistics of the traffic of merchandise by rail show no southern port which served as an outlet for the products of the territories situated north of the ethnic frontier of Ukraine, with the single exception of Rostov-on-the-Don. Novorosseysk was the port used by the Ukrainian Cossacks of Kuban and the northern Caucasus. Up to the present time, Russia proper has depended almost exclusively upon the Baltic ports. By special treaties with the new Baltic states, Russia is assuring herself a continued use of their ports. There is no reason why, if it should appear necessary and advisable, a similar conciliatory agreement with Ukraine could not arrange for a common use of the Black Sea ports.
With regard to Ukraine's coal resources, it is true that the Donetz basin furnished 70% of the total coal output of the former Russian empire, and the Donetz basin is mostly within the ethnographic limits of Ukraine. But it is also a fact that four-fifths of this coal was consumed in Ukraine itself, and that northwestern Russia and the Baltic provinces never used the coal from the Donetz basin, because it could not compete in price with English or German coal. Furthermore, northern and central Russia are well supplied with wood and peat, and with coal from the vicinity of Moscow. Ukraine has very little wood or peat, and the exhaustion of the Donetz basin for the sake of Russian industries would leave her without fuel resources. The Urals and Siberia, too, are supplied with local coal, while in the Kuznetsky district in west Siberia are vast deposits, scarcely worked as yet because of the lack of railway lines into Siberia.
The iron fields of the Urals and of other provinces of Russia proper have not been extensively exploited, and before the war Ukraine did indeed furnish three-fourths of all the iron supply of the former Russian empire. But the beds of iron ore in Ukraine are not very large, and it would be erroneous to assume that they could adequately supply the needs of all Russia for any long period of time. In any case, it is safe to conclude that, if the metallurgical development of Russia is continued and her mines consistently worked, she will be entirely able to get along without iron imports from Ukraine.
Finally, there is no obstacle to permanent economic co-operation of Ukraine and Russia, and brisk commercial dealings between the two independent states. But political disentanglement is a first requisite. The richness of Ukraine has always made it a tempting region for exploitation by neighboring states. This is more than ever true today. If such exploitation is not to be carried on at the expense of and to the detriment of the Ukrainian people, a separate state organization is necessary to assume protection over their economic interests.
It cannot be too strongly emphasized that a free Ukraine does not imply an economically isolated Ukraine. Constant traffic with friendly foreign powers is desired by all the Ukrainian political parties. Ukraine lacks machinery, capital and trained experts. The railroad question is of enormous importance. Before the Revolution, all of the rail lines of Ukraine yielded considerable profits, especially those known as the Southwestern Railroads. But Russia did not see fit to use this income in the construction of further roads and, as a result, Ukraine possesses a very inconsiderable network of railroads: only about 11,115 miles. This is much less than the country needs. The war almost completely wrecked and demoralized even this inadequate transportational system. The railroads must be rebuilt, and the insufficiently developed public highways must be improved and extended. The regulation of navigable rivers is another matter of great importance, and the vast available power possibilities of the rapids of the Dnieper and other streams must be exploited. Central power stations must be erected, new methods introduced in mining, grain elevators built and agriculture, milling, sugar refining and other industries given an upward impetus by the application of scientific management and fresh capital.
Inability to contest the force of the foregoing historic and economic considerations has led certain foes of Ukrainian independence to make the assertion that the Ukrainian national movement is artificially stimulated and does not receive support from the masses of the population. This contention is controverted by the most obvious facts. For more than two years the Ukrainians have been actively fighting for their liberty, in spite of almost incredible obstacles. They have had no support from any foreign source in this struggle; they were attacked at one and the same time by the Bolsheviki and anti-Bolsheviki: they were blockaded; they were unable to secure ammunition or sanitary supplies. They did not give up, because they realized that the question was one of life or death. No other nation in modern times has fought for its independence under such difficult circumstances, and none has expressed its desire for freedom more strongly. The plebiscite of blood is the most sincere evidence of the will to self-determination.
However, prolonged and stubborn fighting has not been the only way in which the Ukrainian people have shown their desire to be free. They have had several opportunities to manifest their wish in a more peaceful and regular manner. Thus, the Central Rada, which represented all classes of Ukrainians, and included in addition representatives of the various non-Ukrainian nationalities in the land, proclaimed Ukraine's independence in 1917. When, in December of the same year, the Bolshevik propagandists questioned the representative character of the Central Rada, a general congress of the workers and peasants of Ukraine was called, and this congress, chosen after the Bolshevik method, made haste to affirm its support of the Central Rada by a vote of 2,000 to 70. There was also in 1917 a formal election of deputies to the All-Russian Constituent Assembly. Ukraine elected 230 deputies in all. Of those, 75% or 175 members, were Ukrainian nationalists.
After the overthrow of the pro-German Hetman Skoropadsky in 1918, and assumption of authority by the Directorate, even the Ukrainian communists declared themselves in favor of a free Ukraine and protested to the Russian Soviet Government against its proposed invasion. Their protest went unheeded, and when the Russian Bolsheviki occupied Kiev and endeavored to impose their system upon Ukraine, they found no Ukrainians who were willing to co-operate with them. The result was a so-called "Ukrainian Soviet Government," which is in reality anything but Ukrainian. The head is a Roumanian, Rakovsky, and the régime is nothing but a local agency of the Moscow government.
It is noteworthy that the Government of the Ukrainian People's Republic, headed by General Petlura, which I have the honor to represent, is the only government which the Ukrainian people have been willing to support. On the other hand, they have revolted against all foreign invaders who have attempted to impose their own rule upon the Ukrainians. The Germans, the Bolsheviki and the forces of General Denikin all met with vigorous resistance. If now the Polish forces are in Ukraine and the population does not oppose them, it is because the Poles are acting in conjunction with the Ukrainian forces under Petlura, as their allies.
It is also necessary to consider the opinion entertained in some circles that an independent Ukraine must inevitably fall under the influence of Germany and become a German outpost in eastern Europe. The reason generally advanced as a basis for this suspicion is that Ukraine concluded a separate peace with Germany in February, 1918, at Brest Litovsk. In this connection, it should be remembered that Roumania, too, concluded a separate peace with Germany. Yet Roumania has continued to be considered an ally of Germany's opponents, and it is everywhere recognized that she only negotiated with Germany because of the bitter fact that she was forced to do so. Ukraine was in far worse condition than Roumania when she concluded her peace with Germany. Roumania had at least an organized state and a loyal army. Ukraine's government was in its infancy, its state organization was slight, and its army consisted chiefly of the remnants of the demoralized Russian forces. The Ukrainian leaders were faced by several wars; on the one hand by the war with Germany, Austria-Hungary, Turkey and Bulgaria; and now on the other, by the new conflict with the Russian Soviet Government. Under the circumstances, Ukraine had to choose between submitting entirely to the Bolsheviki, in which case the country would be over-run by Germans anyway, or making any kind of outright peace with Germany and then hoping for the best.
This 1920 memorandum, addressed to the U.S. Secretary of State by IUliian Bachynskyi, representative of the Ukrainian People's Republic, opens with a formal request for recognition of Ukraine as a free state. The document is structured as a legal and historical brief, listing five principal grounds for independence: ethnic identity, territorial continuity, historical struggle, economic self-interest, and the need to end Polish-Russian rivalry over Ukraine. Bachynskyi explicitly counters the popular American view that Ukraine is merely a Russian province, citing anthropological and linguistic evidence to argue that Ukrainians form a distinct racial and cultural unit.
Ethnographic and Linguistic Arguments
The memorandum grounds Ukraine's claim to statehood in what it calls the 'canons of ethnology and history.' Bachynskyi asserts that Ukrainians constitute a 'physical type clearly different' from Great Russians, White Ruthenians, or Poles—a claim he attributes to 'leading anthropologists, even among the Russians.' He emphasizes that the Ukrainian language is a 'separate Slavic tongue, not merely a dialect of Great Russian,' and that cultural and temperamental peculiarities permeate the nation's 'whole social and moral nature.' These assertions are presented as rebuttals to the prevailing misapprehension in America that Ukraine is a Russian province. The text does not provide specific citations for these anthropological claims, but the rhetorical strategy is clear: to establish Ukraine as a distinct nation deserving of sovereignty under Wilsonian self-determination.
Economic Infrastructure and Development
Beyond ethnic arguments, the memorandum devotes substantial attention to Ukraine's economic potential and needs. Bachynskyi details a program of internal improvements: regulation of navigable rivers, exploitation of hydroelectric power from the Dnieper rapids, construction of central power stations, modernization of mining, erection of grain elevators, and scientific management of agriculture, milling, and sugar refining. This section reads as a development prospectus, arguing that Ukraine's resources have been exploited by neighbors and that independence would allow rational, modern economic organization. The emphasis on infrastructure—railways, rivers, power stations—reflects a technocratic vision of state-building, linking political sovereignty to economic modernization.
Evidence of Popular Will and the 'Plebiscite of Blood'
Bachynskyi counters the charge that Ukrainian nationalism is artificially stimulated by pointing to concrete demonstrations of popular support. He cites the Central Rada's 1917 proclamation of independence, a subsequent congress of workers and peasants that affirmed the Rada by a vote of 2,000 to 70, and the 1917 election to the All-Russian Constituent Assembly, in which 75% of Ukraine's 230 deputies were Ukrainian nationalists. The memorandum also notes that even Ukrainian communists initially opposed Russian Bolshevik invasion, and that the so-called Ukrainian Soviet Government was headed by a Romanian, Rakovsky, and functioned as a 'local agency of Moscow.' The phrase 'plebiscite of blood' encapsulates the argument that prolonged armed struggle—against Bolsheviks, anti-Bolsheviks, Germans, and Denikin's forces—constitutes the 'most sincere evidence of the will to self-determination.'
Readers should note that this memorandum is a diplomatic artifact, not a neutral history. It presents a carefully constructed case for recognition, omitting internal divisions or complexities that might weaken its argument. The document's value lies in its articulation of a specific political claim at a critical historical moment, using the language of self-determination and economic modernity. For context, consult contemporaneous accounts of the Ukrainian-Soviet War and the Paris Peace Conference.
Reading the dry, hopeful words of Bachynskyi’s 1920 memorandum, I felt the weight of a nation pleading for a place on the map—so fragile, so earnest. It reminded me, oddly, of another kind of plea: the schoolchildren in The Childrens' Story of the War, Volume 2 (of 10) From the Battle of Mons to the Fall of Antwerp. — A Closer Reading. Both capture a moment when ordinary hopes were caught in history's brutal tide.
Carter Torres
2 weeks ago-
Aaron Smith - 1 month ago
While this is an important historical artifact, it is not a thorough or impartial analysis. The memorandum is more of a political appeal than a deep examination of the situation. It lacks detailed discussion of internal complexities and potential counterarguments. For a casual reader, it may be confusing without additional context. It's fine as a secondary source, but not a standalone work. -
David Olsen - 3 weeks ago
This memorandum is an intriguing piece of advocacy, providing a succinct summary of the Ukrainian People's Republic's position. It is well-structured and makes its points effectively. However, it is obviously a one-sided political document, so it requires the reader to have some background knowledge to fully appreciate it. Still, it is a useful primary source for historians and those interested in early 20th-century geopolitics. -
Gregory Wilcox - 3 weeks ago
A vital historical document that powerfully articulates the case for Ukrainian independence. The memorandum is clear, logical, and historically significant, presenting the Ukrainian People's Republic's claims with compelling evidence. As a student of Eastern European history, I found this to be an invaluable primary source. It sheds light on a period that is often overlooked and reminds us of the enduring struggle for self-determination. Essential reading.
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Amelia Roberts
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